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Step-by-Step Guide to Applying for an EHCP

If your child or young person is struggling to make progress despite additional support in school, they may need an Education, Health and Care Plan (EHCP). This legal document ensures that the right educational, health, and social care support is in place to help them reach their potential.

Applying for an EHCP can feel overwhelming at first, but knowing exactly what happens at each stage can make the process much clearer. This step-by-step guide explains how to apply, what to expect from your local authority, and how to make sure your child receives the right help.

Step 1: Understanding What an EHCP Is

An Education, Health and Care Plan is designed for children and young people who have significant or complex special educational needs and disabilities (SEND). It brings together education, health, and social care into one coordinated plan.

The plan sets out your child’s strengths, challenges, and the additional support needed to help them achieve their outcomes. It can also include a personal budget to give families more control over how support is delivered.

EHCPs are available for young people aged 0 to 25 and replace the older statements of special educational needs. They are managed by the local authority, who is legally responsible for assessing whether a child requires one.

Step 2: Making the Request for Assessment

The first stage in the process is to request an Education, Health and Care (EHC) assessment. You can make this request yourself as a parent or carer, or your child’s school, college, or nursery can do it on your behalf.

It is important to include as much information as possible about your child’s needs and the support they currently receive. Evidence from teachers, therapists, or healthcare professionals can help show why additional assistance is necessary.

Once the local authority receives your request, they have six weeks to decide whether to carry out the assessment. During the first 15 days, they will gather initial information from you, your child’s setting, and other relevant professionals.

Step 3: The Local Authority’s Decision

Your local authority will consider all evidence provided before deciding whether a full assessment is needed. If they agree, they will begin gathering detailed reports and input from various professionals.

If they refuse, they must explain their reasons in writing. You have the right to appeal this decision and can seek advice from independent support services if needed.

If the assessment is approved, you will receive written confirmation outlining the next steps. The entire assessment process should take no more than 20 weeks from the date your request was received.

Step 4: Information Gathering

During the assessment, the local authority must collect advice from several people and agencies, including:

• You, as the parent or carer

• The child or young person themselves

• The child’s school, nursery, or college

• An educational psychologist

• Health professionals such as doctors, therapists, or paediatricians

• Social care representatives, if relevant

This information gathered helps to build a complete picture of your child’s needs across education, health, and social care. It also highlights what strategies have already been tried and what has or hasn’t worked.

Professionals must focus on outcomes and how to help your child achieve them, rather than just describing difficulties. This ensures that any future Health and Care EHC Plan is detailed and outcome-focused.

Step 5: Reviewing the Evidence

Once all reports are received, the local authority will review the information to decide whether an EHC Plan is required. This usually happens around week 14 of the process.

You will be kept informed of progress and may be asked to provide additional information about your child’s development at home.

If the authority concludes that your child’s needs cannot be met within the school’s standard resources, they will agree to issue a draft EHCP. If they decide not to, they must provide a written explanation and details on how to appeal.

Step 6: The Draft Plan

If your application is successful, the local authority will send you a draft Education, Health and Care (EHC) Plan. This document outlines:

• Your child’s identified needs

• The outcomes they are expected to achieve

• The support to be provided by education, health, and social care

• The name of the school or setting proposed

You will have 15 days to review the draft plan and give feedback. During this time, you can request amendments or clarify any sections that are unclear.

You can also ask for a personal budget at this stage. This budget allows you to have input into how some of your child’s support funding is spent, such as choosing specific therapy providers or equipment.

It is vital to check that the draft plan lists all of your child’s needs and specifies exactly what support will be provided. For example, instead of saying “access to speech therapy,” it should say “one-to-one speech and language therapy for 45 minutes weekly with a qualified therapist.”

Step 7: Issuing the Final EHCP

After reviewing your comments, the local authority will finalise the plan. The final EHCP must be issued by week 20 of the process. Once finalised, the plan becomes a legally binding document, meaning your child’s school or college must deliver the specified support.

The final EHCP includes sections detailing:

• The child or young person’s background and aspirations

• Their special educational and health needs

• Specific provisions to meet those needs

• Outcomes and monitoring arrangements

• The type and name of the educational setting

• Any health and social care involvement

• Details of a personal budget, if agreed

Keep a copy of the final plan and ensure all professionals involved have one. The plan should be reviewed annually to make sure it remains appropriate for your child’s progress.

Step 8: If the Local Authority Refuses to Issue a Plan

If your local authority decides not to issue a Care Plan (EHCP) after completing the assessment, they must write to you explaining why. You have the right to appeal their decision through the SEND Tribunal.

Before appealing, you can take part in mediation, where an independent professional helps you and the authority reach an agreement. If you choose to go to tribunal, you can represent yourself or seek legal advice.

Even if your request is refused, the assessment itself provides valuable insight into your child’s needs and can help strengthen any future application.

Step 9: Understanding the Role of Education, Health and Social Care

An EHCP brings together support from three key areas: education, health, and social care.

Education covers school-based interventions such as specialist teaching, learning aids, or small group sessions.

Health may include therapies like speech and language, occupational therapy, or medical care.

Social care support can involve respite, family support workers, or personal assistance for children with higher needs.

These services should work together, ensuring that support is consistent across all environments. Your local authority must coordinate this through regular reviews and communication between teams.

Step 10: Reviewing and Updating the EHCP

Once your child has an EHCP, it should be reviewed at least once every 12 months. This meeting involves you, your child’s teachers, and any health or social care professionals working with your family.

The review looks at what progress has been made, whether outcomes are being achieved, and what adjustments might be needed. If your child’s situation changes, such as a move to a new school or a change in health needs, the plan can be updated earlier.

If you disagree with changes made during a review, you can request another meeting or raise a formal concern with your local authority.

Step 11: Preparing for Adulthood

For young people aged 16 to 25, the EHCP plays a crucial role in preparing for adult life. The plan focuses on helping them achieve independence, access training or employment, and participate fully in their community.

Support may include life skills training, career guidance, or continued educational help at college or in supported learning settings. The transition plan section of the EHCP ensures these outcomes are considered early, usually from Year 9 onwards.

Step 12: How SEND Family Guidance Can Help

At SEND Family Guidance, we support parents and carers through every step of the EHCP application process. We help you understand each stage, prepare your request, and communicate effectively with your local authority.

Our team also provides independent advice if your application is refused or delayed and can help you understand how to manage your personal budget.

We work with children and young people, families, and professionals to make sure that every child with educational needs and disabilities receives fair and consistent support.

Key Points to Remember

• You can apply for an EHC assessment yourself, and your local authority must respond within six weeks.

• The full process should take no longer than 20 weeks.

• You are entitled to contribute at every stage and to appeal decisions if needed.

• A personal budget can give you more control over your child’s support.

• Once issued, the EHCP is a legal document that ensures accountability.

• Applying for an EHCP can seem challenging, but with the right knowledge and preparation, you can confidently guide your child through the process and secure the support they need to thrive.

Why Northants SEND Family Guidance?

been through the EHCP process and I have battled the system.

let me help, support, listen and offer guidance in anyway I can.

over 20 years of experience and a special interest in neurodivergence.

A highly rated and qualified Children's Nurse

Seeking assistance in navigating the EHCP process? Share your details, and we'll reach out promptly. Your tailored guidance awaits - we are here to support you!

Upload professional reports. eg One Page Profile, Educational Psychologist, Occcupational Therapy

services offered

EHCP Support

Support with all stages of the EHCP process including:

This service helps ensure your child’s EHCP accurately reflects their needs and protects their support long-term.

Critical Review of Draft EHCP

A detailed professional review of your child’s Draft EHCP. This is usually time critical as you only have 15 days to submit your request for amendments.
You will receive a document outlining recommended amendments to ensure:

This can make a significant difference to whether provision is properly delivered.

School Meeting Support

School meetings can sometimes feel intimidating, particularly when important decisions are being made about your child’s education and support. I offer support to parents by helping you prepare for meetings, understand your child’s rights and ensure that the provision outlined in their EHCP is being properly discussed and implemented.

I can also attend meetings alongside you where appropriate, helping to ask the right questions, challenge unclear information and ensure that conversations remain focused on your child’s needs. My role is to help parents feel confident, informed and heard, so that decisions are made in the best interests of the child.

DLA and PIP Application Support

Completing forms for Disability Living Allowance (DLA) or Personal Independence Payment (PIP) can feel overwhelming, especially when you are already managing the day-to-day needs of your child or family member.
These forms require detailed information about how a condition impacts everyday life, and many families struggle to know how to present this clearly.

I offer support with completing these applications, helping you explain your child’s needs in a way that accurately reflects the level of support required. This can include working through the form with you, helping to word responses appropriately, and ensuring the full impact of your child’s needs is recognised.

My aim is to make the process less stressful while giving your application the best possible chance of success.

Child Needs Assessment

I offer a comprehensive assessment of your child’s needs, designed to build a clear picture of their strengths, challenges and the support they require to thrive both at home and in education. This assessment considers areas such as emotional regulation, sensory needs, learning profile, behaviour, communication, and how demands in everyday environments may be impacting your child.

The process includes gathering information from parents, discussing your child’s experiences at home and school, and observing patterns in behaviour, regulation and engagement. Following the assessment, you will receive a written report outlining key areas of need alongside practical recommendations and supportive strategies that can be implemented at home or within school.

This assessment can also help parents better understand their child’s profile, support conversations with schools, and provide useful information when considering additional support or future EHCP applications.

More from Northamptonshire Send Family Guidance & Advocacy Service

What does everyone Say?

Vikki put together a comprehensive report which will be incredibly useful going forwards including links to evidence and helpful suggestions for strategies to help both at home and at school. We will definitely be calling on her again for future support. Most importantly she put my son at ease straight away and also made sure to include his positive attributes and strengths in the report - something which is so often left out of the endless forms that can feel so negative.
Heather Smith
Rated 5 out of 5
At first I was very nervous about using this service but I’m very glad I did. My son was on DLA and I needed to apply for PIP, I find the process can be very difficult so really needed help filling in the form and sending the right evidence for his claim. Vikki was amazing, understood my child’s needs and really listened to everything, I feel so much more at ease now it is all complete and would most certainly use her again if needed. Thank You Vikki.
Sarah Aughey
Rated 5 out of 5
Vikki’s knowledge and calm support has been invaluable in both the EHCP process and in face to face meetings with the school. Her background professionally and personally means she has a depth of understanding in both the practical and emotional side of this whole process. If you are unsure if you require Vikki’s services then just drop her a message to enquire, it took a lot of the stress and paperwork time out of the EHCP process for me and I would fully recommend her.
Zoe Ruth
Rated 5 out of 5
I'm so grateful. Vikki is helping me through the process, had meetings with me with staff and SENCO's. She has formulated emails for me, completed so much paperwork and trawled through so much evidence to support the requests for support and ultimately a special school setting. She is so calm and has helped me feel more confident about navigating this process which I feel is a minefield. She is highly professional - I couldn't have got as far as we have without her support. Thank you Vikki.
Victoria B
Rated 5 out of 5
Such an amazing service to find, when running on empty and not knowing what to do for your send child you need all the help and support you can get and that's exactly what Vikki gave me, helped me understand my daughters ehcp, helped me with secondary schools, , helped me get a response for my case worker. Very responsive and professional. Will definitely recommend to other parents.
Cara Tate
Rated 5 out of 5
Having struggled to get any communication or assistance from West Northants Council or the Local Authority for my Autistic Son, I called this service today and was met with the most understanding information and assistance I have received in a LONG time. Huge thanks to Vikki who was incredibly helpful and gave me contact information for departments and places I had no idea even existed, despite having had to fight for the rights and needs of my Autistic Son for years now. This is an excellent service and I highly recommend it to anyone who is struggling to get what their SEND child or family member needs.
Viktoria Brice
Rated 5 out of 5
I'd highly recommend Vikki. She recently did a consultation with our child to help us better understand how we can support them. Vikki quickly built a connection with our child that helped them to relax and she let the meeting run as long as was needed so we didn't feel rushed.
Natalie Breslin
Rated 5 out of 5
Vikki is an absolute gem. I'm so glad I came across her. I was feeling completely overwhelmed and stressed about my child's EHCP amendment, off site schooling situation, and to secure a specialist provision for my Autistic child with a complex needs. I was struggling to get my voice heard by the school and local authority.
Mercy Ozim
Rated 5 out of 5